● 招聘公司:TMX Group Limited
● 公司简介:TMX集团总部位于多伦多,在北美(蒙特利尔、卡尔加里、温哥华和纽约)以及伦敦、北京和新加坡等主要国际市场设有办事处。TMX集团的主要子公司主要经营包括股票和固定收益在内的多种资产类别的现金和衍生品市场及清算所。
● 招聘职位: 法律顾问 ● 职位性质:全职 ● 职位薪资:$70,000+ ● 申请链接: 点击申请 ● 主要工作内容:
- 作为交易所的法律顾问,代表交易所处理交易所纪律委员会或其他决策机构的法律事宜;
- 根据事实,就有关的事项以及监管解释向调查小组提供建议;
- 准备和起草各种文件,包括执行诉状、法规、通告、内部解释公告、政策和流程;
- 推动衍生工具监管改革的公众代表倡议;
- 配合本部门的项目,执行法律顾问主管或副总裁、首席监管官指派的其他相关任务。
- Acts as the Exchange’s Counsel and, as such, represents the Exchange on disciplinary matters in front of the Exchange’s Disciplinary Committee and/or any other decision-making authority;
- Advises the Investigations Unit on all matters related to evidence and on regulatory interpretation or enforcement based on the facts collected, and provides recommendations to the Investigations Unit;
- Prepares and drafts various documents, including enforcement pleadings, regulations, circulars, internal interpretation bulletins, policies and processes;
- Contributes to public representation initiatives on regulatory reforms regarding derivative instruments;
- Collaborates on any of the Division’s projects and performs any other related task assigned by the Legal Counsel’s immediate supervisor or by the Vice-President and Chief Regulatory Officer.
- 法学学士;
- 具有法律、隐私、商业和公司法方面的知识;
- 5-7年诉讼、纪律性法律或监管调查以及行政法律方面的经验;
- 有金融市场工作经验;
- 了解适用于法律程序的证据规则;
- 较强的英语和法语写作能力;
- 优秀的法律推理能力。
- Bachelor of Law
- Knowledge of disciplinary, privacy, commercial and corporate law
- 5 to 7 years’ experience in litigation, disciplinary law and/or regulatory investigations, and administrative law
- Work experience in financial markets
- Knowledge of the rules of evidence applicable to disciplinary proceedings
- Strong writing skills in both English and French
- Excellent legal reasoning
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